JAMES DEMPSEY
Financial Adviser · Perth, WA
📚 Qualifications & Training
2011 - Bachelor Degree - Commerce - - Murdoch University
2015 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional
2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited
2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.