JAMES FARRELL

Financial Adviser ยท Rockhampton City, QLD

Registered

Registration Number

000420275

Registration Status

Registered

Location

Rockhampton City, QLD 4700

Providing Advice Since

2010

Registration Date

23/11/2018

Financial Services Licensee

AFTA PTY LTD

Licence #000507423

๐Ÿ“š Qualifications & Training

2010 - Advanced Diploma - Financial Planning - - Kaplan
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited

๐Ÿข Professional Memberships

Financial Advice Association of Australia (FAAA)

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.