JAMES FLINN CARROLL
Financial Adviser · Sutherland, NSW
📚 Qualifications & Training
1998 - Advanced Diploma of Accounting - Advanced Diploma (AQF 6) - TAFE NSW
2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Financial Planning Limited
2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Planning Limited
2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA)
2010 - Margin Lending and Geared Investments - Other - Kaplan Professional
2014 - ASX Listed Products Accrediation Course (LPAC) - Other - LPAC Online Pty Ltd
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.