JAMES FRASER NICKOLS
Financial Adviser · Albury, NSW
📚 Qualifications & Training
2005 - Honours Degree of Bachelor of Science Economics in Business Economics - Bachelor Honours Degree (AQF 8) - University of Portsmouth
2012 - Masters of Insurance and Risk Management - Masters Degree (AQF 9) - Deakin University
2017 - RG146 Managed Investments & Securities - Other - Mentor Education Group
2020 - TASACLv2 Commercial Law - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2020 - Tax for Financial Advising - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2025 - Client Engagement Skills - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.