JAMES FREDERICK RAWLINGS
Financial Adviser · Deakin, ACT
📚 Qualifications & Training
1996 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Queensland
2002 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - Queensland University Technology
2002 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - FPA Australia
2005 - Certified Financial Planner (CFP) Program - Professional Designations - FPA Australia
2019 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
2022 - Specialist SMSF Course - Other - SuperConcepts & University of Adeliade
2023 - Commercial Law Course - Other - Kaplan Professional
2023 - Tax for Financial Advising Course - Other - Kaplan Professional
2026 - Residential Aged Care Workshop - Other - Aged Care Gurus
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.