JAMES GOSNELL
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
1999 - General Securities Representative (Series 7) Examination - Other - National Association of Securities Dealers
2005 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute
2009 - Acrredited Derivatives Adviser Level 2 Exam - Other - Kaplan Professional Education
2010 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.