JAMES HENRY ELLIS
Financial Adviser · Albury, NSW
📚 Qualifications & Training
2012 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University
2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA)
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2021 - Accredited Aged Care Professional - Other - Aged Care Steps
2023 - SuperConcepts Specialist SMSF Course - Other - University of Adelaide
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.