JAMES HENRY MOULLIN
Financial Adviser · Perth, WA
📚 Qualifications & Training
1994 - Associate Diploma of Business Management - - TAFE
1997 - Bachelor of Commerce - - Curtin University
2002 - Graduate Diploma of Applied Finance and Investment - - Securities Insititute of Australia
2005 - -Accredited Derivatives Adviser Level 1 and 2 - - ASIC
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - Commercial Law - Other - Kaplan
2025 - Tax for Financial Advising - Other - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.