JAMES HENRY WALKER
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1999 - Advanced Diploma in Accounting - - TAFE
2003 - 8 Unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia Limited
2003 - Equivalent to Diploma of Financial Planning - - Deakin University
2007 - Self Managed Superannuation Funds - - Kaplan Education
2010 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional Education
2010 - Margin Lending and Geared Investments - - Kaplan Professional Education
2011 - Bachelor of Business (Accounting) - - Southern Cross University
2011 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.