JAMES IAN WILLIAM PROUD
Financial Adviser · St Lucia, QLD
📚 Qualifications & Training
2024 - Bachelor of Commerce with majors in accounting and finance - Bachelor Degree (AQF 7) - The University of Queensland
2024 - FASEA Ethics Exam - Other - ASIC
2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.