JAMES JONATHAN MORGAN
Financial Adviser · Brisbane City, QLD
📚 Qualifications & Training
2011 - Accredited Derivatives Adviser Level 2 Exam - - Kaplan Professional Education
2014 - Bachelor of Business Management (Human Resources) - Bachelor Degree (AQF 7) - The University of Queensland
2014 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Queensland
2014 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia
2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
2025 - Ethices and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan
2025 - FPC007B Client Engagement Skills - Other - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.