JAMES KAY
Financial Adviser · Hawthorne, VIC
📚 Qualifications & Training
2009 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of Melbourne
2012 - Master of Commerce - Masters Degree (AQF 9) - RMIT
2013 - Diploma of Financial Services - - RMIT
2013 - Superannuation & Life Insurance - - RMIT
2021 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.