JAMES LEGOE
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2002 - Bachelor of Commerce, Bachelor of Engineering - - University of Melbourne
2005 - Chartered Financial Analyst - - CFA Institute
2021 - Ethics and Professionalism In Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Chartered Financial Analyst Institute (CFA Institute)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.