JAMES LIAM STEPHEN
Financial Adviser Ā· Surrey Hills, VIC
š Qualifications & Training
1998 - Bachelor of Commerce - - Deakin University
2004 - Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca
2011 - Certified Financial Planner Certification - Professional Designations - Financial Advice Association Australia
2019 - Financial Adviser Exam - Other - Fasea Standards Authority
š¢ Professional Memberships
CFP - Certified Financial Planner (FPA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.