JAMES LINDBERG

Financial Adviser · East Melbourne, VIC

Registered

Registration Number

000454673

Registration Status

Registered

Location

East Melbourne, VIC 3002

Providing Advice Since

2014

Registration Date

01/04/2016

Financial Services Licensee

DIXON ADVISORY & SUPERANNUATION SERVICES PTY LIMITED

Licence #000231143

📚 Qualifications & Training

2009 - BLO1105 - Business Law - Other - Victoria University
2011 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University
2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2025 - TFA Tax for Financial Advising - Other - Kaplan Professional

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.