JAMES MATTHEW PHELAN
Financial Adviser · Warners Bay, NSW
📚 Qualifications & Training
2023 - Accredited Listed Product Adviser Program - Other - Kaplan
2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia
2024 - Margin Lending Specialist - Other - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.