JAMES MOTTRAM
Financial Adviser · Wollongong, NSW
📚 Qualifications & Training
2008 - 5 Unit CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited
2008 - Bachelor of Commerce (Economics) - Bachelor Degree (AQF 7) - The University of Wollongong
2008 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - FINSIA
2010 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education
2011 - Provide advice in Margin Lending - Other - GWM Adviser Services Ltd T/A Advice Education
2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.