JAMES OLIVER REES
Financial Adviser · Perth, WA
📚 Qualifications & Training
2003 - Diploma of Financial Services (Financial Planning) - - The Securities Institute of Australia
2008 - ADA2 - - KAPLAN
2010 - Margin Lending - - Stockbrokers Association of Australia
2017 - DFP5v2 Tax for Financial Advising - - KAPLAN
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.