JAMES PATERSON
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2002 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology University
2004 - Certified Financial Planner Education Program - Professional Designations - Financial Planning Association of Australia
2014 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia
2014 - Self Managed Superannuation Funds Accreditation - Other - Kaplan Professional Education
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.