JAMES PATERSON BAILEY
Financial Adviser · Brisbane City, QLD
📚 Qualifications & Training
2001 - 4977 - Introduction to Business Law - Other - University of Canberra
2003 - 4994 - Revenue law - Other - University of Canberra
2006 - SDIA – Securities and Derivatives Industry Association - - Stockbrokers Association of Australia
2006 - The SDIA Accreditation Program - Other - SDIA
2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - FINSIA
2008 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.