JAMES POLWART-MATICH
Financial Adviser · Padbury, WA
📚 Qualifications & Training
2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Auckland
2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
2015 - Securities and Managed Investments - Other - Kaplan
2018 - DFP5v3 Tax for Financial Advising - Other - Kaplan Professional
2018 - TASACLv2 Commercial Law - Other - Kaplan Professional
2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2025 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Association of Independently Owned Financial Professionals (AIOFP)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.