JAMES RAYMOND FARRELLY
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
2007 - Bachelor of Commerce (Marketing) - Bachelor Degree (AQF 7) - University of Adelaide
2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
2014 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional
2014 - Self Managed Superannuation Funds - Other - Kaplan Professional
2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2016 - Margin Lending - Certificate (AQF 1-4) - Kaplan Professional
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
š¢ Professional Memberships
Financial Advice Association of Australia (FAAA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.