JAMES ROCHFORD CUMMINGS
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University
2021 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional
2021 - Tax and Commercial Law for Financial Planning - Other - Kaplan Professional
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.