JAMES SHEPHERDSON
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
1998 - Level 1 & 2 Accredited Derivatives Adviser - - ASX
2002 - Bachelor of Business (Economics & Finance) - - RMIT
2002 - SDIA Accreditation Program Assessment - - SDIA / Deakin University
2011 - Margin Lending Accreditation Program - - Kaplan Education Pty Ltd
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.