JAMES SHERWOOD
Financial Adviser · Brisbane City, QLD
📚 Qualifications & Training
2013 - Graduate Certificate of Business Administration - Graduate Certificate (AQF 8) - Griffith University
2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology
2015 - Master of Business Administration - Masters Degree (AQF 9) - Griffith University
2018 - Self Managed Superannuation Funds - Other - Kaplan Professional
2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
2019 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional
2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.