JAMES SILVERSTEIN

Financial Adviser · Docklands, VIC

Registered

Registration Number

001006300

Registration Status

Registered

Location

Docklands, VIC 3008

Providing Advice Since

2009

Registration Date

13/11/2017

Financial Services Licensee

CHARTER FINANCIAL PLANNING LIMITED

Licence #000234665

📚 Qualifications & Training

2005 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University
2005 - Bachelor of Business (Law) - Bachelor Degree (AQF 7) - Monash University
2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Finsia
2010 - Graduate Diploma of Applied Finance (Financial Planning major) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited
2015 - SMSF Course - Other - University of Adelaide
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.