JAMES THOMAS FENWICKE
Financial Adviser · North Sydney, NSW
📚 Qualifications & Training
1988 - Bachelor of Economics - Bachelor Degree (AQF 7) - Sydney University
1991 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - The Securities Institute Australia
2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional
2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Ltd
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.