JAMES TRAN
Financial Adviser · West Perth, WA
📚 Qualifications & Training
1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University of Technology
2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2014 - SMSF Specialist Accreditation - Professional Designations - SMSF Association
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Services Institute of Australasia (FINSIA)
SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.