JAMES UEZZELL
Financial Adviser · Osborne Park, WA
📚 Qualifications & Training
2006 - Advanced Diploma of Financial Services (Superannuation) - Advanced Diploma (AQF 6) - Association of Superannuation Funds of Australia Ltd (ASFA)
2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Association of Superannuation Funds of Australia Ltd (ASFA)
2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2009 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2010 - Margin Lending - Other - Stockbrokers Association of Aust (formerly SDIA)
2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2013 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited
2017 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online
2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2022 - Accredited Aged Care Professional - Other - Aged Care Steps
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.