JAMES VINCENT SMITH
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2017 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2023 - SMSF Specialist Advisor Program - Professional Designations - SMSF Association Ltd
2023 - TFAv1 Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
2025 - Graduate Diploma of Financial Planning. - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
🏢 Professional Memberships
SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.