JAMES WALLACE
Financial Adviser · Armidale, NSW
📚 Qualifications & Training
1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - Australian National University
1999 - Diploma of Financial Services - - Kaplan Espreon
2009 - SMSF Specialist Adviser - Professional Designations - SMSF Association
2010 - Public Practice Program - - Institute of Chartered Accountants
2010 - Responsible Manager Masterclass - - Australia New Zealand Institute of Insurance and Finance
2025 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2025 - Tax for Financial Advising - Other - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.