JAMES WARWICK LAWRENCE
Financial Adviser · Brisbane, QLD
📚 Qualifications & Training
2005 - Bachelor of Arts (Honours Class 1) International Relations - Bachelor Degree (AQF 7) - University of Queensland
2009 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - FINSIA
2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT
2025 - Tax for Financial Advising - Other - Kaplan Professional
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.