JAMES WILLIAM DUFFELL
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2003 - Bachelor of Economics (Economics and Marketing) - Bachelor Degree (AQF 7) - University of Sydney
2005 - Master of Commerce (International Business and Marketing) - Masters Degree (AQF 9) - University of Sydney
2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2016 - Tier 2 Deposit Products and Non-cash Payment Facilities Tier 2 (personal advice) - Other - Financial Education Professionals Pty Ltd
2024 - Graduate Diploma of Financial Planning. - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2024 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.