JEREMY AUSTIN MORTLOCK
Financial Adviser · North Sydney, NSW
📚 Qualifications & Training
1995 - Bachelor of Business - Bachelor Degree (AQF 7) - The University of Newcastle
1999 - Postgraduate Diploma in Accounting - Graduate Diploma (AQF 8) - Macquarie University
2000 - CA Program - Professional Designations - Institute of Chartered Accountants
2016 - RG146 - - Financial Education Professionals
2021 - FASEA Exam - Other - FASEA
2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan
🏢 Professional Memberships
CPA Australia (CPA)
Chartered Accountants Australia and New Zealand (CA ANZ)
Institute of Chartered Accountants (Certificate of Public Practice)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.