JINGJING (CATHERINE) YE

Financial Adviser · Sydney, NSW

Registered

Registration Number

001247976

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2015

Registration Date

01/06/2022

Financial Services Licensee

AIA FINANCIAL SERVICES PTY LIMITED

Licence #000231109

📚 Qualifications & Training

2011 - CLAW3201 Australian Taxation System - Other - University of Sydney
2012 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Sydney
2015 - Diplioma of Financial Planning - - Integrity Education Group
2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group
2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2024 - SMSF Association Specialist Accreditation Program - Other - SMSF Association
2025 - Aged Care - Other - Kaplan

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.