JOHN ADDISON DOUGHTY
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1991 - Certificate Course - - Securities Institute of Australia
1999 - Level 1 & 2 Accredited Derivatives Adviser - - ASX
2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
2014 - Core 1 Securities & Managed Investments Accreditation Program - - SAA / Deakin University
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.