JOHN LAI

Financial Adviser · Hornsby, NSW

Registered

Registration Number

001003835

Registration Status

Registered

Location

Hornsby, NSW 2077

Providing Advice Since

2010

Registration Date

24/11/2010

Financial Services Licensee

COMMONWEALTH FINANCIAL PLANNING LIMITED

Licence #000231139

📚 Qualifications & Training

2004 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of New South Wales
2007 - Masters of Laws - Masters Degree (AQF 9) - The University of Sydney
2015 - Master of Business Administration (Executive) - Masters Degree (AQF 9) - University of New South Wales
2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education
2023 - SMSF specialist Course - Other - SuperConcepts
2024 - Accredited Aged Care Professional - Other - Aged Care Steps Pty Ltd

🏢 Professional Memberships

Finance Brokers Association of Australia (FBAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.