JOHN MICHAEL CARTER

Financial Adviser ยท Brisbane City, QLD

Registered

Registration Number

001005962

Registration Status

Registered

Location

Brisbane City, QLD 4000

Providing Advice Since

2007

Registration Date

20/12/2021

Financial Services Licensee

E.L. & C. BAILLIEU PTY LIMITED

Licence #000245421

๐Ÿ“š Qualifications & Training

1999 - Bachelor of International Business - - Griffith University
2008 - Accredited Derivatives Adviser Level 2 Exam - - Kaplan Professional Education
2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
2012 - Self Managed Superannuation Funds - - Kaplan Professional Education
2014 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional

๐Ÿข Professional Memberships

Financial Advice Association of Australia (FAAA)

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.