JOSEPH GEORGE SMITH
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2008 - Bachelor of Business (Economics/Finance and Management) - Bachelor Degree (AQF 7) - Swinburne University of Technology
2008 - The Securities and Derivatives Industry Association (SDIA) Accreditation Program - Other - Deakin University
2016 - Tier 2 Deposit Products and non-cash payment products Tier 2 (personal advice) - Other - Financial Education Professionals Pty Ltd
2017 - Tier 1 Generic Knowledge - Other - Kaplan Higher Education Pty Limited
2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Higher Education Pty Limited
2025 - Graduate Diploma of Financial Planning. - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.