JOSIAH YIU-FAI LI
Financial Adviser · Chatswood, NSW
📚 Qualifications & Training
1986 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - York University (Canada)
2002 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia
2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional
2010 - Self Managed Superannuation Funds Course - Other - Kaplan Professional
2013 - Accredited Listed Products Adviser Program - Other - Kaplan Professional
2016 - Accredited Aged Care Professional Program - Other - Aged Care Steps
2017 - Tax for Financial Advising (DFP5v3) - Other - Kaplan Professional
2019 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Services Institute of Australasia (FINSIA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.