JY JAMES DUFFY

Financial Adviser ยท Surfers Paradise, QLD

Registered

Registration Number

001298761

Registration Status

Registered

Location

Surfers Paradise, QLD 4217

Providing Advice Since

2023

Registration Date

18/03/2024

Financial Services Licensee

MAVEN CAPITAL PTY LTD

Licence #000418504

๐Ÿ“š Qualifications & Training

2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University
2022 - FASEA - Other - ASIC
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional

๐Ÿข Professional Memberships

Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA)

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.