KAPIL MISTRY
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2014 - Bachelor of Commerce (International Studies) in Business Strategy and Economic Management and Financ - Bachelor Degree (AQF 7) - The University of New South Wales
2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2025 - Commercial Law - Certificate (AQF 1-4) - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.