KAREN DE LA PENA TRUMAN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2013 - Bachelor of Business Analysis - Bachelor Degree (AQF 7) - University of Waikato
2015 - Diploma of Financial Planning - - Kaplan Professional
2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2019 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia.
2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.