KAREN DOUTTY
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2000 - Bachelor of Commerce (Economics) - Bachelor Degree (AQF 7) - Macquarie University
2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec (Aus.) Pty Ltd
2005 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Tribeca
2005 - Certificate IV In Financial Services (Financial Planning Support) - Certificate (AQF 1-4) - ThreeSixty 360
2006 - CFP1 Ethics, Professionalism and Compliance - Certificate (AQF 1-4) - Financial Advice Association of Australia Limited
2007 - CFP2 - Applied Strategies 1 - Certificate (AQF 1-4) - Financial Advice Association of Australia Limited
2018 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Mentor Education Group
2023 - TFAv1 Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
2024 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education Pty Limited
2025 - Commercial Law - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
2025 - FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.