KARISSA ANNE PENNA

Financial Adviser · Hobart, TAS

Registered

Registration Number

001311658

Registration Status

Registered

Location

Hobart, TAS 7000

Providing Advice Since

2025

Registration Date

30/09/2024

Financial Services Licensee

SHADFORTH FINANCIAL GROUP LIMITED

Licence #000318613

📚 Qualifications & Training

2007 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University
2012 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education Pty Ltd
2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited
2025 - 5 Unit CFP Certification Program - Other - Financial Advice Association of Australia Limited
2025 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia Limited

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.