KARL SIMON BROOKE
Financial Adviser · Erina, NSW
📚 Qualifications & Training
2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle
2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
2017 - Accredited Aged Care Professional - - Aged Care Steps
2022 - Certified Financial Planner - Professional Designations - FPA
2023 - Ethics and Professionalism for Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.