KATE OLIVIA MANTARRO

Financial Adviser · Griffith, NSW

Registered

Registration Number

001004229

Registration Status

Registered

Location

Griffith, NSW 2680

Providing Advice Since

2005

Registration Date

19/08/2019

Financial Services Licensee

URQUHART SEXTON FINANCIAL PLANNING PTY LTD

Licence #000303051

📚 Qualifications & Training

2003 - Bachelor of Commerce (Finance and Economics) - - University of Wollongong
2004 - Diploma of Financial Planning - - Tribeca Learning
2005 - Advanced Diploma of Financial Planning - - Kaplan Professional Education
2010 - Margin Lending and Geared Investments - - Kaplan Professional Education
2014 - Certified Financial Planner - - Financial Planning Association of Australia

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)
Life Risk Specialist

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.