KATERINA ANNE KIMMORLEY

Financial Adviser · Southport, QLD

Registered

Registration Number

000242666

Registration Status

Registered

Location

Southport, QLD 4215

Providing Advice Since

1992

Registration Date

09/08/2019

Financial Services Licensee

ALLIANCE WEALTH PTY LTD

Licence #000449221

📚 Qualifications & Training

1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA Australia
2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
2014 - Self Managed Superannuation Funds Program - Other - Kaplan Professional
2020 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
2022 - Economic and Legal Context for Financial Planning Course (FPC001B) - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
2023 - Insurance Advice Course (FPC004) - Other - Kaplan Higher Education

🏢 Professional Memberships

Certified Financial Planner (CFP) of FAAA

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.