KATHARINE HELEN DUFF FASAL
Financial Adviser · St Leonards, NSW
📚 Qualifications & Training
2006 - Bachelor of Art (Hons) - Bachelor Degree (AQF 7) - Kings College- University of London
2012 - Diploma of Financial Service (Financial Planning) - Diploma (AQF 5) - Kaplan
2017 - Accredited Derivatives Adviser Level 1 & 2 - - Kaplan
2017 - Margin Lending Accreditation - - Deakin Prime
2025 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.