KATHERYN SIMPSON
Financial Adviser · Wyong, NSW
📚 Qualifications & Training
2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle
2005 - Certified Practising Accountant - Professional Designations - CPA Australia
2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional
2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology
2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
CPA Australia (CPA)
SMSF Association - SMSF Specialist Advisor (SSA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.